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Etape v. Chertoff
C.A.4 (Md.),2007
United States Court of Appeals,Fourth
Circuit.
Max Alobwede ETAPE, Plaintiff-Appellant,
v.
Michael CHERTOFF, Secretary, U.S.
Department of Homeland Security,
Defendant-Appellee.
American Immigration Law Foundation,
Amicus Supporting Appellant.
Sawsan Abdul Rahim, Plaintiff-Appellant,
v.
Richard Caterisano, District Director,
Baltimore District Office U.S.
Citizenship and Immigration Services;
Emilo T. Gonzalez, Director, U.S.
Citizenship and Immigration Services;
Michael Chertoff, Secretary, U.S.
Department of Homeland Security; Alberto
Gonzales, Attorney General, U.S.
Department of Justice, Defendants-Appellees.
American Immigration Law Foundation,
Amicus Supporting Appellant.
Nos. 06-1916, 06-1990.
Argued: May 22, 2007.
Decided: Aug. 2, 2007.
Background: Alien petitioned for
hearing, pursuant to Immigration and
Naturalization Act (INA), after United
States Bureau of Citizenship and
Immigration Services (CIS) failed to
make determination on his naturalization
application for over 20 months after his
naturalization examination. While
petition was pending, CIS denied
application. The United States District
Court for the District of Maryland, 446
F.Supp.2d 408,Deborah K. Chasanow, J.,
granted CIS's motion to dismiss.
Holdings: The Court of Appeals, Diana
Gribbon Motz, Circuit Judge, held that:
(1) in matter of first impression,
proper filing of petition for review of
application vested court with exclusive
jurisdiction over matter, and
(2) Court of Appeals would apply holding
retroactively only to petitions still
open on direct review.
Reversed and remanded.
Hamilton, Senior Circuit Judge, filed
opinion, dissenting.
West Headnotes
[1] Aliens, Immigration, and Citizenship
24 726
24 Aliens, Immigration, and Citizenship
24VIII Citizenship and
Naturalization
24VIII(B) Naturalization
24k715 Proceedings for
Naturalization
24k726 k. Review.
Most Cited Cases
Alien's proper filing of petition in
federal district court for review of
naturalization application, pursuant to
INA, after United States Bureau of
Citizenship and Immigration Services
(CIS) failed to issue determination on
application for more than 120 days,
vested district court with exclusive
jurisdiction to determine matter,
depriving CIS of jurisdiction to
adjudicate application unless and until
court remanded matter with appropriate
instructions; court's jurisdiction to
determine matter was not divested by CIS
making determination first. Immigration
and Nationality Act, § 336(b), 8 U.S.C.A.
§ 1447(b).
[2] Administrative Law and Procedure 15A
817.1
15A Administrative Law and Procedure
15AV Judicial Review of
Administrative Decisions
15AV(F) Determination
15Ak817 Remand
15Ak817.1 k. In
General. Most Cited Cases
When a court "remands" a case, it sends
the case back to the place from which it
came for purposes of having some further
action taken in the tribunal of origin.
[3] Statutes 361 206
361 Statutes
361VI Construction and Operation
361VI(A) General Rules of
Construction
361k204 Statute as a
Whole, and Intrinsic Aids to
Construction
361k206 k. Giving
Effect to Entire Statute. Most Cited
Cases
Court of Appeals cannot interpret a
statute in a manner that would render
some of its language meaningless;
rather, court must give effect to each
portion of the statute.
[4] Aliens, Immigration, and Citizenship
24 726
24 Aliens, Immigration, and Citizenship
24VIII Citizenship and
Naturalization
24VIII(B) Naturalization
24k715 Proceedings for
Naturalization
24k726 k. Review.
Most Cited Cases
Court of Appeals would apply its
holding, that naturalization applicants'
timely filing of petitions for review in
federal district court, under INA,
vested district court with exclusive
jurisdiction to determine matter,
retroactively only to petitions still
open on direct review. Immigration and
Nationality Act, § 336(b), 8 U.S.C.A. §
1447(b).
*380ARGUED:Thomas A. Elliot, Elliot &
Mayock, L.L.P., Washington, DC, for
Appellants. Jennifer A. Wright,
Assistant United States Attorney, Office
of the United States Attorney,
Baltimore, Maryland, for Appellees. ON
BRIEF:R. Scott Oswald, Nicholas W.
Woodfield, The Employment Law Group® law firm,
Washington, DC, for Appellant Max
Alobwede Etape. Rod J. Rosenstein,
United States Attorney, Neil R. White,
Assistant United States Attorney, Office
of the United States Attorney,
Baltimore, Maryland, for Appellees. Mary
A. Kenney, Washington, DC, for American
Immigration Law Foundation, Amicus
Supporting Appellants.
*381 Before MOTZ and SHEDD, Circuit
Judges, and HAMILTON, Senior Circuit
Judge.
Reversed and remanded by published
opinion. Judge MOTZ wrote the majority
opinion, in which Judge SHEDD joined.
Senior Judge HAMILTON wrote a dissenting
opinion.
OPINION
DIANA GRIBBON MOTZ, Circuit Judge:
We consider here whether a
naturalization applicant's timely filing
of a petition in federal court pursuant
to 8 U.S.C. § 1447(b) (2000) vests the
court with exclusive jurisdiction. In
these consolidated cases, after the
applicants filed § 1447(b) petitions in
the district court, the United States
Bureau of Citizenship and Immigration
Services (CIS) denied their
naturalization applications. The
district court then dismissed their §
1447(b) petitions as moot, reasoning
that the CIS had retained jurisdiction
over the applications even after the §
1447(b) petitions had been filed with
the court. Because § 1447(b) vests
exclusive jurisdiction in the district
court, depriving the CIS of jurisdiction
to adjudicate an application unless
instructed to do so by the district
court, we reverse.
I.
Section 1447(b) provides a
naturalization applicant with the right
to file a petition for hearing in a
federal court if more than 120 days have
elapsed since the applicant's
naturalization examination and the CIS
has failed to make a determination on
the application. The statute states:
If there is a failure to make a
determination under section 1446 of this
title before the end of the 120-day
period after the date on which the
examination is conducted under such
section, the applicant may apply to the
United States district court for the
district in which the applicant resides
for a hearing on the matter. Such court
has jurisdiction over the matter and may
either determine the matter or remand
the matter, with appropriate
instructions, to the [CIS] to determine
the matter.
8 U.S.C. § 1447(b).
Both Max Alobwede Etape and Sawsan Abdul
Rahim filed naturalization applications
with the CIS. When more than 120 days
elapsed after their examinations and the
CIS had failed to make a determination,
both availed themselves of the right to
petition in federal court under §
1447(b).
On April 2, 2003, Etape filed his
naturalization application. On September
9, 2003, he appeared for his initial
naturalization examination. On that day,
the CIS issued a continuance letter
requesting additional documentation from
Etape. On October 6, 2003, Etape filed
the additional documentation with the
CIS and asked the CIS to resume
adjudication of his application. On May
23, 2005, after more than 120 days had
elapsed (in fact, more than 20 months
had passed) since Etape's initial
examination and he had not received a
determination from the CIS, he filed a
petition in the district court pursuant
to § 1447(b). On October 18, 2005,
before the district court acted on
Etape's petition, the CIS denied his
naturalization application.
On January 18, 2005, Rahim filed a
naturalization application with the CIS.
On June 14, 2005, she appeared for her
naturalization examination. On February
17, 2006, after more than 120 days had
passed without a determination from the
CIS, Rahim filed a petition in the
district court pursuant to § 1447(b). On
February 28, 2006, again before the
district court acted *382 on the
petition, the CIS denied Rahim's
naturalization application.
In each case, the district court
concluded that § 1447(b) did not deprive
the CIS of jurisdiction over the
naturalization applications after the
applicants filed their § 1447(b)
petitions in federal court. Moreover,
the court reasoned that its ability to
consider the § 1447(b) petitions
depended on the underlying
naturalization applications remaining
undecided by the CIS. Thus, once the CIS
denied the applications in these cases,
the district court ruled that the §
1447(b) petitions were moot.
Accordingly, the district court
dismissed both petitions for lack of
jurisdiction.
We have consolidated the cases on
appeal, and we review de novo the
district court's grant of dismissal
under Federal Rule of Civil Procedure
12(b)(1). Hawes v. United States, 409
F.3d 213, 216 (4th Cir.2005).
II.
Only one appellate court has considered
in a published opinion whether § 1447(b)
vests exclusive jurisdiction in the
district court. After an en banc
hearing, the Ninth Circuit concluded
that § 1447(b) does indeed vest
exclusive jurisdiction in the district
court, and so prevents the CIS from
further action on a naturalization
application after a petition has been
filed in court, unless the court remands
the matter to the CIS. United States v.
Hovsepian, 359 F.3d 1144, 1159 (9th
Cir.2004) (en banc).FN1
FN1. The majority of district courts to
have considered the issue have relied on
Hovsepian to hold that § 1447(b) vests
exclusive jurisdiction in the district
court. Compare Kalla v. Chertoff, No.
1:06-CV-1732-MHS, 2007 WL 415157, 2007
U.S. Dist. LEXIS 8324 (N.D.Ga. Feb. 6,
2007) (holding that § 1447(b) vests
exclusive jurisdiction in district
court), Meyersiek v. U.S. Citizenship &
Immigration Servs., No. CA 05-398 ML,
2006 WL 1582397 (D.R.I. Jun. 6, 2006)
(same), Meraz v. Comfort, No. 05 C 1094,
2006 WL 861859 (N.D.Ill. Mar. 9, 2006)
(same), Zaranska v. U.S. Dep't of
Homeland Sec., 400 F.Supp.2d 500
(E.D.N.Y.2005) (same), and Castracani v.
Chertoff, 377 F.Supp.2d 71 (D.D.C.2005)
(same), with Perry v. Gonzales, 472
F.Supp.2d 623 (D.N.J.2007) (holding that
§ 1447(b) confers concurrent
jurisdiction on the district court and
the CIS), and Farah v. Gonzales, No.
Civ. 05-1944 DWF AJB, 2006 WL 1116526 (D.Minn.
Apr. 26, 2006) (same). See also Epie v.
Caterisano, 402 F.Supp.2d 589, 591 n. 1
(D.Md.2005) (noting in dicta that courts
have held that § 1447(b)"grants district
courts exclusive jurisdiction over
naturalization applications rather than
concurrent jurisdiction with" the CIS);
Pichardo-Martinez v. Ashcroft, 399
F.Supp.2d 1043, 1045-46 (D.Ariz.2005)
(recognizing Hovsepian's holding while
ruling that § 1447(b) does not grant the
district court exclusive jurisdiction if
the plaintiff does not ask the district
court to review his naturalization
application). But see Kia v. U.S. INS,
No. 98-2399, 1999 WL 172818, at *1 (4th
Cir. Mar. 30, 1999) (holding that §
1447(b) does not divest the agency of
jurisdiction).
The applicants naturally rely heavily on
Hovsepian in support of their argument
that a district court has exclusive
jurisdiction over a naturalization
application after an applicant files a
proper § 1447(b) petition with the
court. The Government, although it did
not petition for certiorari in Hovsepian,
contends that the Ninth Circuit erred.
The Government maintains that § 1447(b)
provides the district court and the CIS
with concurrent jurisdiction, which
permits the CIS to adjudicate an
application even while a § 1447(b)
petition is pending in district court.
The Government further asserts that the
district court loses jurisdiction when
the CIS makes a determination on a
naturalization application.
To resolve this question, we examine the
language of the statute, precedent
directing the proper interpretation of
such language, and the larger statutory
context.
*383 A.
1.
As always, we begin with the language of
the statute. Robinson v. Shell Oil Co.,
519 U.S. 337, 340, 117 S.Ct. 843, 136
L.Ed.2d 808 (1997). Section 1447(b)
instructs that after a proper petition
has been filed, a "[district] court has
jurisdiction over the matter and may
either determine the matter or remand
the matter, with appropriate
instructions, to the [CIS] to determine
the matter." 8 U.S.C. § 1447(b).
[1] The parties agree that § 1447(b)
expressly provides the district court
with jurisdiction over a proper
petition. The Government contends,
however, that the statute only grants
the district court jurisdiction
concurrent with that of the CIS because,
according to the Government, "nothing in
the plain language of the statute"
divests the CIS of jurisdiction it had
before the lapse of 120 days and the
filing of the § 1447(b) petition. We
cannot agree. Section 1447(b) provides
the district court with two options once
it has obtained jurisdiction: to
"determine the matter," or to "remand
the matter, with appropriate
instructions, to the [CIS] to determine
the matter." Giving these words their
"ordinary meaning," as we must, BP Am.
Prod. Co. v. Burton, --- U.S. ----, 127
S.Ct. 638, 643, 166 L.Ed.2d 494 (2006),
we can only conclude that a proper §
1447(b) petition vests the district
court with exclusive jurisdiction,
unless and until the court "remand[s]
the matter" to the CIS.
First, although § 1447(b) provides a
federal court with "jurisdiction" to
"determine the matter," under the
Government's view, the district court's
power to make this determination can be
extinguished if the CIS makes this
precise determination first. Indeed, the
Government's interpretation of § 1447(b)
effectively enables the CIS, an
administrative agency, to divest a
federal district court of its
congressionally authorized
jurisdiction.FN2 Nothing in the statute
suggests that Congress intended that an
agency could subvert Congress' choice to
vest the district court with
jurisdiction to "determine the matter"
once an applicant files a timely §
1447(b) petition. See Hovsepian, 359
F.3d at 1160 ("How can the court
‘determine the matter' if the [CIS] has
the option to ‘determine the matter,'
too, and essentially force the court to
accept its view?").FN3
FN2. The dissent contends that "nothing
short of Article III, § 2 of the United
States Constitution strips a district
court of subject matter jurisdiction."
Post at 394. The dissent misses our
point, however, that under the
Government's view, agency action causes
the case to become moot, and the
district court to lose its jurisdiction,
thus nullifying the statutory grant of
authority to the court to determine or
remand the matter.
FN3. The Government also argues that a
district court need not "accept" the
CIS's "view" on an application because
another portion of the statute, 8 U.S.C.
§ 1421(c) (2000), provides de novo
judicial review of a CIS determination
denying an application after an
applicant has exhausted all
administrative remedies. This argument
ignores Congress' clear intent to
provide an applicant with an additional
judicial remedy if the CIS fails to act
within 120 days. Under the Government's
view, a CIS determination (and a late
one at that) will force the district
court to accept the CIS's view at the §
1447(b) stage, and will eliminate the
remedy set forth in § 1447(b) by
preventing the district court from
acting until an applicant files a later
§ 1421(c) petition.
[2] Even more damaging to the
Government's position is the language
empowering the district court to "remand
the matter, with appropriate
instructions, to the [CIS] to determine
the matter." The very word "remand"
indicates that Congress intended a
hierarchy. " ‘Remand' *384 means ‘to
send back.' " United States v. Lee, 786
F.2d 951, 955 (9th Cir.1986) (citing
Black's Law Dictionary 1162 (5th
ed.1979) (citing Amalgamated Workers
Union of the Virgin Islands v. Hess Oil
Virgin Islands Corp., 478 F.2d 540, 542
n. 1 (3d Cir.1973))). When a court
remands a case, it sends the case back
to the place from which it came "for
purposes of having some further action
taken" in the tribunal of origin. Lee,
786 F.2d at 955. Accepting the
Government's view would ignore this
hierarchy established by Congress.
Congress would not have granted district
courts the power of "remand"-the power
to "send back"-if a naturalization
application remained with the CIS after
the filing of a § 1447(b) petition. For
in that situation, there would be no
need for the district court to send
anything back-because the CIS would have
had the matter all along.
[3] Moreover, accepting the Government's
view would "severely limit" the district
court's remand power, see Hovsepian, 359
F.3d at 1160. Congress empowered the
district court in remanding to the CIS
to provide the agency "with appropriate
instructions." Those instructions could
of course include directions to the CIS
to take a particular course of action on
an application, to adjudicate an
application within a particular period
of time, or to follow any number of
other directions. But if we adopted the
Government's view, a district court
might not retain the power to issue any
"appropriate instructions" on
remand-because the CIS could strip the
court of jurisdiction before the remand
order became final. We cannot interpret
a statute in a manner that would render
some of its language meaningless;
rather, we must give effect to each
portion of the statute, including that
providing district courts with the power
to "remand ... with appropriate
instructions." See, e.g., Duncan v.
Walker, 533 U.S. 167, 174, 121 S.Ct.
2120, 150 L.Ed.2d 251 (2001) (a court
has a "duty to give effect, if possible,
to every clause and word of a statute,"
and should be reluctant "to treat
statutory terms as surplusage")
(internal quotation marks omitted).
In sum, the plain language of the
statute clearly supports the applicants'
position that proper filing of a §
1447(b) petition provides a federal
court with exclusive jurisdiction over a
naturalization application.
2.
This analysis of § 1447(b)'s plain
language entirely accords with Brock v.
Pierce County, 476 U.S. 253, 106 S.Ct.
1834, 90 L.Ed.2d 248 (1986). There, the
Supreme Court held that a statute that
directed the Secretary of Labor to issue
a final determination within 120 days,
but did not specify a consequence for
the Secretary's failure to act, did not
prohibit the Secretary from acting after
the deadline. See id. at 258-62, 106
S.Ct. 1834.The Court refused to hold
categorically that a statutory deadline
that did not specify a consequence for
failure to meet the deadline could never
divest an agency of jurisdiction. Id. at
262, n. 9, 106 S.Ct. 1834.Rather, the
Brock Court directed that in those
circumstances, a court should look to
see if "less drastic remedies [are]
available for failure to meet a
statutory deadline," and if other
sources of congressional intent indicate
that Congress nonetheless intended the
deadline to be jurisdictional. Id. at
260, 262 n. 9, 106 S.Ct. 1834.Brock thus
requires that a court consider Congress'
intent before concluding that a
statutory deadline divests an agency of
jurisdiction. When, as here, the
consequence of a missed deadline is
stated explicitly in the statute, and
that consequence is to give the affected
party the option to seek relief in the
federal courts, Congress has evidenced
*385 an intent to make the deadline
jurisdictional.FN4
FN4. The Government argues that a
holding that § 1447(b) confers
concurrent jurisdiction in the CIS
constitutes an available "less drastic
remed[y]." Brock, 476 U.S. at 260, 106
S.Ct. 1834.Brock, however, only directs
courts to search for a "less drastic
remed[y]" if a statute does not impose a
clear consequence for the agency's
failure to act. Where, as here, Congress
has specified a consequence for failure
to comply with a statutory deadline, a
court cannot substitute a "less drastic
remed [y]." In asserting that
"[j]urisdiction sharing is by far a less
drastic consequence in the circumstances
of these cases,"post at 396, the
dissent, like the Government, fails to
recognize that § 1447(b) clearly
provides a consequence for the CIS's
failure to act, rendering the "less
drastic remed[y]" inquiry inapplicable.
Contrary to the Government's suggestion,
our precedent does not diverge from
Brock. In cases like Brock, in which a
statute contains a mandatory deadline,
i.e., that the government "shall" take
action within a particular time frame,
but "fails to specify the consequences
of the government's failure to comply
with that deadline," we have recognized
that "courts should not assume from the
statute's mandatory language itself that
a jurisdictional requirement was
intended, if a remedy for the
government's noncompliance less drastic
than dismissal is available." See, e.g.,
United States ex rel. Siller v. Becton
Dickinson & Co., 21 F.3d 1339, 1344 (4th
Cir.1994). But we have never held, or
suggested, that when a statutory timing
provision does expressly provide a
consequence for noncompliance it is
nonetheless not jurisdictional. See
Holland v. Pardee Coal Co., 269 F.3d
424, 432 (4th Cir.2001) (identifying the
"Brock exception" as the "canon of
construction which instructs against
treating statutory timing provisions as
jurisdictional, unless such a
consequence is clearly indicated")
(emphasis added) (internal quotation
marks omitted).
Section 1447(b), unlike the statutes
interpreted in Brock, Siller, and
Holland, clearly prescribes consequences
for the CIS's failure to act: upon an
applicant's petition, a district court
acquires jurisdiction and may either
decide the matter itself or remand to
the CIS with instructions. As discussed
above, these consequences evidence
Congress's intent to provide district
courts with exclusive jurisdiction upon
the filing of a § 1447(b) petition.
Thus, the language of the statute
requires us to conclude that § 1447(b)
vests the district court with exclusive
jurisdiction over a naturalization
application, a conclusion that is
entirely consistent with the Brock rule.
B.
We note that the statutory context of §
1447(b) also supports this conclusion.
Congress enacted § 1447(b) in 1990 as
part of an effort to streamline the
naturalization process. SeeImmigration
Act of 1990, Pub.L. No. 101-649 §
407(d)(14)(B), 104 Stat. 4978, 5044
("1990 IMMACT"). Prior to 1990,
naturalization applicants faced a
two-step process for adjudicating their
naturalization applications. See56
Fed.Reg. 50475, 50476 (October 7, 1991)
(citing Naturalization Act of June 29,
1906, 34 Stat. 596). First, the Attorney
General, after investigating and
examining an applicant, recommended an
outcome to the district court. See8
U.S.C. § 1446 (1988). Then, the district
court reviewed the recommendation and
either adopted it, modified it, or held
a hearing on the naturalization
application. Id. §§ 1446(d), 1447.
Congress thus vested the district court
with the power to make the final
naturalization determination.
*386 Ultimately, this system proved
unworkable because of the backlog it
created on district courts' dockets.
See135 Cong. Rec. H4539-02 (July 31,
1989) (statement of Rep. Morrison)
(noting the "long back-logs in moving
through the naturalization process").
Accordingly, with the 1990 IMMACT,
Congress attempted to streamline the
process by giving the Attorney General
authority to naturalize a citizen
without permission from the district
court. Id. (explaining that "this
legislation is directed to change that
[two-step] process and to create a
one-step option which will allow
citizenship to be more expeditiously
provided to those who qualify"). But in
granting the Attorney General this new
authority, Congress recognized the
long-standing power the district courts
had possessed over naturalization
applications and so provided in the new
statute that district courts retained
their power to review an application if
an applicant so chose.
Thus, the 1990 legislation ensures that
district courts retain the final word on
naturalization applications. If the CIS
denies an application, an applicant,
after exhausting administrative
remedies, may petition for de novo
review in the district court. 8 U.S.C. §
1421(c). See also8 U.S.C. §
1421(b)(1)(A) & (B)("[E]ach applicant
for naturalization may choose to have
the oath of allegiance ... administered
by the Attorney General or by an
eligible court.") (emphasis added).
Congress included this provision in the
1990 legislation because it did not want
to "take away any of the judicial review
rights accorded applicants" in the
predecessor legislation. 135 Cong. Rec.
H4542. Congress included § 1447(b) for
the same reason-to ensure that
applicants had judicial recourse when
the CIS failed to act. Ultimately, "it
is the applicant, not the government,
who decides the place and the setting
and the timeframe in which the
application will be processed." Id.
(emphasis added).
Our holding that § 1447(b) vests the
district court with exclusive
jurisdiction furthers the twin
congressional goals of streamlining the
process but retaining applicants'
judicial rights and ability to choose
the forum that will adjudicate their
applications. Contrary to the suggestion
of our friend in dissent, post at 394,
this holding does not in any way
diminish the importance of the CIS's
expertise in reviewing naturalization
applications. The 120-day period under §
1447(b) does not even begin to run until
after the initial naturalization
examination; because many of the CIS's
investigatory functions take place
before or during that initial
naturalization examination, they always
take place well before the district
court obtains jurisdiction. See8 U.S.C.
§ 1446(b) (describing the investigatory
methods the CIS can use during
examination hearings); 8 C.F.R. § 331.3
(2007) (instructing that the CIS "shall
conduct a full investigation of any
alien enemy ... either prior to or after
the examination on the application");
id. § 335.2(b) (directing that a
naturalization examination may occur
"only after the [CIS] has received a
definitive response from the Federal
Bureau of Investigation that a full
criminal background check of an
applicant has been completed"). Thus,
Congress has designed a system whereby
the CIS can and must employ much of its
expertise and resources well before the
district court can possibly act. It is
only when the CIS fails to evaluate the
information it has gathered in a timely
manner FN5*387 that a district court may
step in, if asked. And even then, the
CIS, as a party to any § 1447(b) action,
can utilize its expertise by presenting
its findings to the court.
FN5. We recognize, as the Government
argues, that current security concerns
sometimes make it difficult for the CIS
to make a decision on an application
within 120 days. But only Congress can
lengthen that period; we must interpret
the plain language of the statute,
which, as discussed above, empowers the
district court to either make a
determination on an application or
remand it to the agency. When the CIS
has good reasons for failing to act,
certainly a district court has the
option to remand the matter to give the
agency additional time.
If anything, it is our dissenting
colleague, not us, who "ignores ...
congressionally bestowed authority,"
post at 394-95,-that bestowed on the
district court. For the dissent fails to
recognize that Congress, in the 1990
IMMACT, specifically retained district
courts' power to adjudicate
naturalization applications, at a time
when Congress could easily have
eliminated that power. Although the
dissent worries that district courts
lack the "necessary resources and
manpower" to conduct appropriate
investigations and that our holding will
further burden "strained judicial
resources," id. at 394, Congress has
evinced no such fear. Congress has not
only vested district courts with power
to intervene when the CIS fails to act
in a timely fashion, but has also
empowered district courts to conduct
full de novo review of all
naturalization applications. That said,
our holding does not "require[ ]" a
district court "to expend" judicial
resources, id. at 394, for § 1447(b)
allows a district court to remand a case
immediately to the CIS if it so chooses.
In sum, our holding in no way undermines
the CIS's exercise of its expertise;
rather, our holding simply effectuates
congressional intent to allow an
applicant to choose "the setting and the
timeframe," 135 Cong. Rec. H4542, in
which his application is adjudicated.
III.
Finally, we consider the import of our
ruling on those applications the CIS
has, in fact, adjudicated while a §
1447(b) petition was pending in federal
court. The Government briefly asserts
that holding that § 1447(b) vests
exclusive jurisdiction in the district
court during this period necessarily
calls into question the validity of all
the naturalization applications granted
by the CIS after the filing of a §
1447(b) action. This is so, of course,
only if our holding applies
retroactively to such cases.
The Supreme Court has instructed that in
determining whether to apply a rule of
law retroactively, courts must take
account of three considerations: (1)
"whether the holding in question decided
an issue of first impression whose
resolution was not clearly foreshadowed
by earlier cases;" (2) "whether
retrospective operation will further or
retard [the] operation of the holding in
question;" and (3) "whether retroactive
application could produce substantial
inequitable results in individual
cases." Northern Pipeline Constr. Co. v.
Marathon Pipe Line Co., 458 U.S. 50, 88,
102 S.Ct. 2858, 73 L.Ed.2d 598 (1982)
(plurality opinion) (alteration in
original) (internal quotation marks
omitted); id. at 92, 102 S.Ct. 2858
(Rehnquist, J., concurring in the
judgment) (agreeing with the plurality's
retroactivity discussion).
Given these considerations, the Court in
Northern Pipeline concluded that its
holding-that the Bankruptcy Reform Act's
broad grant of jurisdiction to
bankruptcy judges violated the
Constitution-should not apply
retroactively. See also Am. Trucking
Ass'ns v. Smith, 496 U.S. 167, 185-86,
110 S.Ct. 2323, 110 L.Ed.2d 148 (1990)
(noting that the "Court has also
declined to provide retrospective
remedies which would substantially
disrupt governmental programs and
functions"). Subsequently, the Court
clarified its *388Northern Pipeline
holding, explaining that when it
"applies a rule of federal law to the
parties before it, that rule is the
controlling interpretation of federal
law and must be given full retroactive
effect in all cases still open on direct
review." Harper v. Va. Dep't of
Taxation, 509 U.S. 86, 97, 113 S.Ct.
2510, 125 L.Ed.2d 74 (1993) (emphasis
added).
[4] Applying Northern Pipeline and
Harper here, we conclude that our
holding should apply retroactively only
to § 1447(b) cases still open on direct
review. In this case, like the Northern
Pipeline Court, we have considered an
issue of first impression, whose
retroactive application beyond cases
still open on direct review would not
only unduly burden the CIS and the
courts, but also could upset the rights
of numerous citizens whose
naturalization applications the CIS
previously granted during the pendency
of a § 1447(b) petition. Thus, our
holding will have retroactive effect
only on those § 1447(b) petitions still
open on direct review.
IV.
For the foregoing reasons, we hold that
the CIS did not have jurisdiction to act
when it denied Etape and Rahim's
naturalization applications.
Accordingly, we reverse the judgment of
the district court and remand both cases
to that court.FN6 On remand, the
district court can decide, pursuant to §
1447(b), whether it wishes to "determine
the matter" in each case, or whether it
wishes to remand the cases to the CIS.
FN6. The Government has moved to dismiss
Rahim's appeal as moot because she
continued to pursue administrative
remedies while this appeal was pending
and has now filed a § 1421(c) action for
de novo review in district court.
Because we conclude, however, that the
CIS lacked jurisdiction to take action
after Rahim filed her § 1447(b)
petition, we deny the motion.
REVERSED AND REMANDED
HAMILTON, Senior Circuit Judge,
dissenting:
In my view, the district court did not
err in dismissing the appellants'
respective petitions for § 1447(b)
hearings in the district court. See8
U.S.C. § 1447(b). Once the Bureau of
Citizenship and Immigration Services
denied the appellants' applications for
naturalization, the appellants'
respective pending actions (based upon
their § 1447(b) petitions) became moot
for lack of a live case or controversy,
thus depriving the district court of
subject matter jurisdiction.
Accordingly, I dissent.
I.
Prior to October 1, 1991, an alien
seeking naturalized citizenship applied
for naturalization directly in the
district court since district courts had
exclusive jurisdiction to naturalize
persons as citizens of the United
States. See8 U.S.C. § 1421(a) (1990);
Immigration Act of 1990, Pub.L. No.
101-649, Title IV, §§ 401, 408(a)(1),
104 Stat. 5038, 5047 (Nov. 29, 1990);
Chan v. Gantner, 464 F.3d 289, 290 (2d
Cir.2006). To aid district courts in
this process, the Immigration and
Naturalization Service (INS)
investigated naturalization applicants
and supplied district courts with a
report and nonbinding recommendation.
See8 C.F.R. § 335.11 (1990). See also
Chan, 464 F.3d at 290.
In response to tremendous backlogs of
naturalization applications in the
district courts, the Immigration Act of
1990 amended the Immigration and
Nationality Act of 1952 (the INA), 66
Stat. 163, as amended, 8 U.S.C. § 1101
et seq., to provide that "[t]he sole
authority to naturalize persons as
citizens of the United States is *389
conferred upon the Attorney General." 8
U.S.C. § 1421(a), Pub.L. No. 101-649,
Title IV, § 401, 104 Stat. 5038 (1990)
(amending INA to change naturalization
from a judicial process to an
administrative process beginning October
1, 1991). "A central purpose of the
statute was to reduce the waiting time
for naturalization applicants."United
States v. Hovsepian, 359 F.3d 1144, 1163
(9th Cir.2004) (en banc ); see also135
Cong. Rec. H4539-02 (Statement of Rep.
Morrison of Connecticut) (indicating
purpose of statute was to remedy "the
problem of long backlogs in moving
through the naturalization process once
the time period for naturalization has
been accomplished and the various
requirements of naturalization have been
met"); Arnold Rochvarg, Report to the
Administrative Conference-Reforming The
Administrative Naturalization Process:
Reducing Delays While Increasing
Fairness, 9 Geo. Immigr. L.J. 397,
398-99 (1995) ("The major reason for the
1991 change to an administrative
naturalization process from a judicial
one was the backlog of naturalization
cases in many courts. This created
unreasonable delays in eligible
applicants becoming citizens."). Thus,
post October 1, 1991, an individual
seeking naturalization must file an
application with the Attorney General, 8
U.S.C. § 1445, and an investigation and
examination is conducted by the Bureau
of Citizenship and Immigration Services
pursuant to 8 U.S.C. § 1446.FN1 In
relevant part, § 1446 provides:
FN1. Pursuant to the Homeland Security
Act of 2002, Pub.L. No. 107-296, 116
Stat. 2125, the INS was divided into two
different bureaus under the Department
of Homeland Security: the Bureau of
Immigration and Customs Enforcement and
the Bureau of Citizenship and
Immigration Services (CIS). Chan, 464
F.3d at 290. CIS processes applications
for United States citizenship. Id.
(a) Waiver
Before a person may be naturalized, an
employee of the Service, or of the
United States designated by the Attorney
General, shall conduct a personal
investigation of the person applying for
naturalization in the vicinity or
vicinities in which such person has
maintained his actual place of abode and
in the vicinity or vicinities in which
such person has been employed or has
engaged in business or work for at least
five years immediately preceding the
filing of his application for
naturalization. The Attorney General
may, in his discretion, waive a personal
investigation in an individual case or
in such cases or classes of cases as may
be designated by him.
(b) Conduct of examinations; authority
of designees; record
The Attorney General shall designate
employees of the Service to conduct
examinations upon applications for
naturalization. For such purposes any
such employee so designated is
authorized to take testimony concerning
any matter touching or in any way
affecting the admissibility of any
applicant for naturalization, to
administer oaths, including the oath of
the applicant for naturalization, and to
require by subpoena the attendance and
testimony of witnesses, including
applicant, before such employee so
designated and the production of
relevant books, papers, and documents,
and to that end may invoke the aid of
any district court of the United States;
and any such court may, in the event of
neglect or refusal to respond to a
subpoena issued by any such employee so
designated or refusal to testify before
such employee so designated issue an
order requiring such person to appear
before such employee so designated,
produce relevant books, papers, and
documents if demanded, and testify; and
*390 any failure to obey such order of
the court may be punished by the court
as a contempt thereof. The record of the
examination authorized by this
subsection shall be admissible as
evidence in any hearing conducted by an
immigration officer under section
1447(a) of this title. Any such employee
shall, at the examination, inform the
applicant of the remedies available to
the applicant under section 1447 of this
title.
* * *
(d) Determination to grant or deny
application
The employee designated to conduct any
such examination shall make a
determination as to whether the
application should be granted or denied,
with reasons therefor.
Id. § 1446(a)-(d).
Additionally, if a naturalization
applicant "is a native, citizen,
subject, or denizen of any country,
state, or sovereignty with which the
United States is at war,"i.e., an alien
enemy, 8 U.S.C. § 1442(a) requires the
Attorney General to conduct a special
examination to establish the applicant's
loyalty to the United States. As a
practical matter, the CIS, via federal
regulation, is charged with carrying out
alien-enemy investigations:
The Service shall conduct a full
investigation of any alien enemy whose
application for naturalization is
pending upon declaration of war or at
any time thereafter. This investigation
may take place either prior to or after
the examination on the application. This
investigation shall encompass, but not
be limited to, the applicant's loyalty
to the United States and attachment to
the country, state, or sovereignty with
which the United States is at war.
8 C.F.R. § 331.3.
Also of note, beginning in fiscal year
1998, Congress mandated that the Federal
Bureau of Investigation (FBI) complete a
criminal background check on
naturalization applicants before the CIS
decides whether to grant or deny a
respective application. See Departments
of Commerce, Justice, and State, the
Judiciary, and Related Agencies
Appropriations Act, 1998, Pub.L.
105-119, 111 Stat. 2448-49 (November 26,
1997) (cited in Historical and Statutory
Notes to 8 U.S.C. § 1446). In this same
vein, pursuant to an implementing
federal regulation, the CIS "will notify
applicants for naturalization to appear
before a [CIS] officer for initial
examination on the naturalization
application only after the Service has
received a definitive response from the
Federal Bureau of Investigation that a
full criminal background check of an
applicant has been completed." 8 C.F.R.
§ 335.2(b). In other words, the CIS, by
this regulation, is directed not to
conduct a § 1446(b) examination of a
naturalization applicant, until the FBI
has completed a full criminal background
check on the applicant.
Pursuant to 8 U.S.C. § 1447(a), if the
Attorney General, through the CIS,
denies an alien's application for
naturalization, the alien has the right
to request a review hearing before an
immigration officer.FN2 Pursuant to 8
U.S.C. § 1421(c), if such immigration
officer ultimately denies the
application, the alien has the right to
seek de novo judicial review of his
application *391 for naturalization in
the district court for the district in
which the alien resides.FN3
FN2. Specifically, 8 U.S.C. § 1447(a)
provides:
(a) Request for hearing before
immigration officer
If, after an examination under section
1446 of this title, an application for
naturalization is denied, the applicant
may request a hearing before an
immigration officer.
Id.
FN3. Specifically, 8 U.S.C. § 1421(c)
provides:
(c) Judicial review
A person whose application for
naturalization under this subchapter is
denied, after a hearing before an
immigration officer under section
1447(a) of this Title, may seek review
of such denial before the United States
district court for the district in which
such person resides in accordance with
chapter 7 of Title 5. Such review shall
be de novo, and the court shall make its
own findings of fact and conclusions of
law and shall, at the request of the
petitioner, conduct a hearing de novo on
the application.
Id.
Turning to the section of the
Immigration Act of 1990 directly at
issue in the present appeal, Title IV, §
407(d)(14), 104 Stat. 5044, codified at
8 U.S.C. § 1447(b), such section
authorizes an applicant for
naturalization to apply for a hearing on
the merits of his application in the
district court for the district in which
the alien resides if the Attorney
General fails to make a determination on
such application within 120 days after
conducting a § 1446(b) examination.
Specifically, 8 U.S.C. § 1447(b)
provides:
(b) Request for hearing before district
court
If there is a failure to make a
determination under section 1446 of this
title [on an application for
naturalization] before the end of the
120-day period after the date on which
the examination is conducted under such
section, the applicant may apply to the
United States district court for the
district in which the applicant resides
for a hearing on the matter. Such court
has jurisdiction over the matter and may
either determine the matter or remand
the matter, with appropriate
instructions, to the Service to
determine the matter.
Id. § 1447(b).
II.
Properly framed, the overarching issue
presented in this consolidated appeal is
whether a naturalization applicant's
proper filing of a § 1447(b) petition,
in district court, for a hearing on the
merits of his naturalization
application, immediately and
automatically divests the Attorney
General of the authority the Immigration
Act of 1990 statutorily conferred upon
him to grant or deny applications for
naturalization. With all due respect to
the majority opinion's holding to the
contrary, the language of the relevant
statutory provisions, the specific
context in which the language is used,
and the broader context of the
Immigration Act of 1990 as a whole,
compel an answer in the negative.
"The first step in determining the
meaning of a statute is to examine the
statute's plain language. In doing so,
we look at ‘the language itself, the
specific context in which that language
is used, and the broader context of the
statute as a whole.' " Andrews v. United
States, 441 F.3d 220, 222 (4th Cir.2006)
(internal citation omitted) (quoting
Robinson v. Shell Oil Co., 519 U.S. 337,
341, 117 S.Ct. 843, 136 L.Ed.2d 808
(1997)). If the plain language of the
statute itself answers the question, we
must enforce the statute as written,
without resorting to consideration of
the statute's legislative history.
Patterson v. Shumate, 504 U.S. 753, 759,
761, 112 S.Ct. 2242, 119 L.Ed.2d 519
(1992) (plain language of Code is
determinative; turn to legislative
history only when statute is ambiguous).
If the statutory language at issue is
ambiguous, courts "appropriately may
refer to a statute's legislative history
to resolve statutory ambiguity." Toibb
v. Radloff, 501 U.S. 157, 162, 111 S.Ct.
2197, 115 L.Ed.2d 145 (1991).
*392 To properly analyze the statutory
construction question before us, we must
first consider the plain language of 8
U.S.C. § 1421(a), which is the statutory
provision in which Congress transferred
"[t]he sole authority to naturalize
persons as citizens of the United
States" from the district courts to "the
Attorney General." Id. (emphasis added).
Congress effected such transfer (and in
such bold terms) in response to the
tremendous backlog of naturalization
cases pending in the district courts and
provided that such transfer become
effective October 1, 1991. Immigration
Act of 1990, Pub.L. No. 101-649, Title
IV, § 408(a)(1), 104 Stat. 5047.
Concomitant with this landmark transfer
of authority to decide naturalization
applications, Congress provided that
naturalization applications "shall be on
a form prescribed by the Attorney
General and shall include averments of
all facts which in the opinion of the
Attorney General may be material to the
applicant's naturalization,"8 U.S.C. §
1445(a), and "shall be filed in the
office of the Attorney General," FN4id.
§ 1445(d). Moreover, acknowledging the
expertise of what is now the CIS in
immigration and naturalization matters,
Congress decisively charged employees of
CIS (or an employee of the United States
designated by the Attorney General) with
the job of personally investigating
naturalization applicants "in the
vicinity or vicinities in which such
person has been employed or has engaged
in business or work for at least five
years immediately preceding the filing
of his application for naturalization."
Id.§ 1446(a). For the same
expertise-laden reason, Congress ordered
that "[t]he Attorney General shall
designate an employee[ ] of the [CIS] to
conduct [an] examination[ ] upon [an]
application[ ] for naturalization,"id.§
1446(b), and the same employee who
conducted the examination shall be the
one to grant or deny the application
"with reasons therefor," id.§ 1446(d).
Furthermore, pursuant to federal
regulation, the CIS is charged with
conducting alien-enemy investigations
when necessary. 8 C.F.R. § 331.3.
FN4. The sole exception to this filing
rule is found in 8 U.S.C. § 1445(e),
which provides as follows:
(e) Substitute filing place and
administering oath other than before
Attorney General
A person may file an application for
naturalization other than in the office
of the Attorney General, and an oath of
allegiance administered other than in a
public ceremony before the Attorney
General or a court, if the Attorney
General determines that the person has
an illness or other disability which-
(1) is of a permanent nature and is
sufficiently serious to prevent the
person's personal appearance, or
(2) is of a nature which so
incapacitates the person as to prevent
him from personally appearing.
Id. This exception has no relevance to
the statutory construction issue at
hand.
As just set forth, the plain language of
these quoted statutory sections makes
abundantly clear that Congress fervently
believed the Attorney General, through
the employees of the CIS, who possess
unique expertise in the field of
immigration and naturalization, is in
the best position to decide
naturalization applications. It is in
the context of this undeniable premise
and the equally undeniable premise that
Congress, via the Immigration Act of
1990, changed the naturalization process
from a judicial one to an administrative
one because of the tremendous backlog of
naturalization applications in the
district courts, that we should consider
the meaning in 8 U.S.C. § 1447(b) of the
following language: "[A district court
with a properly pending § 1447(b)
petition before it] has jurisdiction
over the matter and may either determine
the matter or remand the *393 matter,
with appropriate instructions, to the
[CIS] to determine the matter." Id.
I agree with the majority that Congress
included § 1447(b) in the Immigration
Act of 1990 "to ensure that applicants
had judicial recourse when the CIS
failed to act." Ante at 386. However, I
cannot agree that this language either
explicitly or implicitly strips the CIS
of its authority to decide a
naturalization application which had
been pending before it, but which had
not been decided within the 120-day
period after the date of the CIS's §
1446(b) examination.
Certainly, the statutory grant of
jurisdiction to district courts to
"determine the matter" ensures that
naturalization applicants have judicial
recourse when the CIS fails to act.
Moreover, the statutory grant of
authority to district courts to
alternatively "remand the matter, with
appropriate instructions to the [CIS] to
determine the matter,"id. § 1447(b),
gives a district court flexibility in
how best to effectuate Congress' intent
in enacting the Immigration Act of 1990
to shorten the time it takes a
naturalization applicant to obtain a
decision. For example, a district court
may believe that a remand to the CIS
with instructions to decide the matter
within a specified time period, for
example thirty days, would best
effectuate this purpose.
None of this means, however, that the
Attorney General, through the CIS, is
stripped of his statutorily conferred
authority, based upon unique expertise
in immigration and naturalization
matters, to determine naturalization
applications. In the words of the
district court below, "[n]othing in the
statute strips CIS of its jurisdiction
where more than 120 days has elapsed
since a naturalization examination, CIS
has not rendered a decision, and the
applicant has filed a claim in district
court pursuant to § 1447(b)." (J.A.
400). Rather, the language of § 1447(b)
itself, the specific context in which
that language is used, and the broader
context of the statute as a whole, see
Andrews, 441 F.3d at 222, compels the
conclusion that § 1447(b) does nothing
more than grant district courts the
authority to either decide
naturalization applications pending more
than 120 days following the CIS's §
1446(b) examination or remand to the CIS
with instructions to determine the
matter in order to avoid unreasonable
delay. The potential escape hatch from
delay in the administrative processing
of naturalization applications provided
by § 1447(b) is just that-a mechanism to
spur the CIS to decide naturalization
applications or risk such applications
being decided outside the agency. Once
the CIS has decided a naturalization
application pending before the district
court on a § 1447(b) petition, the
reason for the § 1447(b) petition, to
avoid unreasonable delay in obtaining a
decision, is moot. As will be discussed
more fully below, in the absence of a
live case or controversy, the district
court is deprived of subject matter
jurisdiction and must dismiss the §
1447(b) petition as the district court
did in the cases at hand.
Also noteworthy is the fact that reading
§ 1447(b) as providing the district
court with concurrent jurisdiction to
decide naturalization applications fully
supports Congress'
delay-eliminating-purpose of § 1447(b).
Specifically, if the CIS has the
authority to decide a naturalization
application while such application is
pending before the district court
pursuant to a properly filed § 1447(b)
petition and so decides the application
prior to the district court deciding the
matter or remanding, the administrative
process is properly put back on track.
In the case of an application grant, the
applicant has obtained the relief he
sought and the district court case goes
away. In the case of an application *394
denial, the application is simply
channeled back through the
congressionally designed administrative
process, which allows a review hearing
before an immigration officer, 8 U.S.C.
§ 1447(a), and then ultimately, if the
denial continues, de novo review before
the district court on a fully developed
administrative record, id.§ 1421(c).
The superior efficiency of de novo
district court review on a fully
developed administrative record,
pursuant to § 1421(c), as compared to
initial review by the district court on
perhaps no record at all or an
incomplete administrative record,
pursuant to § 1447(b), is obvious. In
the case of a § 1447(b) petition, the
district court may well be required to
expend its already strained judicial
resources to complete an investigation
of a naturalization applicant in line
with the investigatory requirements of §
1446(a), an exercise, for practical and
budgetary reasons it is ill equipped to
perform. Indeed, a serious flaw in the
majority opinion's
jurisdiction-stripping analysis is the
complete failure of such analysis to
recognize the CIS's significant
expertise in the field of naturalization
to include the necessary resources and
manpower to ensure compliance with the
requirements of § 1446(a), which section
requires "a personal investigation of
the person applying for naturalization
in the vicinity or vicinities in which
such person has maintained his actual
place of abode and in the vicinity or
vicinities in which such person has been
employed or has engaged in business or
work for at least five years immediately
preceding the filing of his application
for naturalization." FN5Id.§ 1446(a).
Furthermore, added to the
superior-efficiency-benefit of
concurrent jurisdiction, is the
not-to-be-overlooked fact that, at the
end of the administrative process, a
naturalization applicant still has the
option for de novo review by the
district court of his naturalization
application. Id.§ 1421(c).
FN5. Indeed, the federal administrative
regulation elucidating the requirements
of the § 1446(a) investigation provides:
Subsequent to the filing of an
application for naturalization, the
Service shall conduct an investigation
of the applicant. The investigation
shall consist, at a minimum, of a review
of all pertinent records, police
department checks, and a neighborhood
investigation in the vicinities where
the applicant has resided and [where the
applicant] has been employed, or engaged
in business, for at least the five years
immediately preceding the filing of the
application.
8 C.F.R. § 335.1. The same regulation
allows the district director to waive
the neighborhood investigation portion.
Id.
The majority's position that reading §
1447(b) as providing concurrent
jurisdiction to decide naturalization
applications impermissibly strips
district courts of subject matter
jurisdiction and renders § 1447(b)'s
remand-with-instructions-authority
meaningless misses the mark by far.
First, the majority's framing of the
issue before us to ask whether the CIS's
grant or denial of a naturalization
application strips the district court of
its § 1447(b) jurisdiction to decide the
same naturalization application
completely ignores CIS's congressionally
bestowed authority, based upon its
unique expertise in immigration and
naturalization matters, to grant or deny
naturalization applications. Second,
nothing short of Article III, § 2 of the
United States Constitution strips a
district court of subject matter
jurisdiction over a § 1447(b) petition,
not the grant or denial of a
naturalization application by the CIS.
Article III, § 2 provides federal courts
with jurisdiction only over "cases" and
"controversies." U.S. Const. Art. III, §
2. Thus, as a matter of constitutional
law, district courts possess § 1447(b)
authority to grant or deny a
naturalization application and § 1447(b)
remand authority*395 as long as the §
1447(b) petition before it presents a
live case or controversy as contemplated
by Article III, § 2, for "it is well
settled that federal courts may act only
in the context of a justiciable case or
controversy." Benton v. Maryland, 395
U.S. 784, 788, 89 S.Ct. 2056, 23 L.Ed.2d
707 (1969).
In Friends of the Earth, Inc. v. Laidlaw
Envtl. Servs., Inc., 528 U.S. 167, 120
S.Ct. 693, 145 L.Ed.2d 610 (2000), the
Supreme Court reiterated that the
Constitution's case-or-controversy
limitation on federal judicial
jurisdiction underpins the doctrine of
mootness. Id. at 180, 120 S.Ct. 693. A
case is moot when circumstances change
during litigation such that there is no
longer any case or controversy as
contemplated by the Constitution's
Article III, § 2. In the same opinion,
the Supreme Court reaffirmed the
standard for determining whether a case
has been mooted by the defendant's
voluntary conduct: " ‘A case might
become moot if subsequent events made it
absolutely clear that the allegedly
wrongful behavior could not reasonably
be expected to recur.' " Id. at 189, 120
S.Ct. 693 (quoting United States v.
Concentrated Phosphate Export Assn., 393
U.S. 199, 203, 89 S.Ct. 361, 21 L.Ed.2d
344 (1968)). Here, the CIS's action in
denying the appellants' respective
naturalization applications
unquestionably mooted their respective §
1447(b) petitions given that the
allegedly wrongful behavior by the
CIS-i.e., CIS's failure to decide the
appellants' respective naturalization
applications within 120-days of their
respective § 1446(b) examinations-could
not reasonably be expected to recur.
Once the CIS has denied the
applications, they are denied and the
administrative process proceeds. Thus,
it was Article III, § 2, not the action
of the CIS in denying the appellants'
naturalization applications, which
stripped the district court in the
present cases of subject matter
jurisdiction.
Moving on to address the majority
opinion's discussion of Brock v. Pierce
County, 476 U.S. 253, 106 S.Ct. 1834, 90
L.Ed.2d 248 (1986), in accord with the
district court, I believe Brock supports
not cuts against reading § 1447(b) as
providing concurrent jurisdiction. As we
stated in Holland v. Pardee Coal Co.,
269 F.3d 424 (4th Cir.2001), "[i]n its
Brock decision, the Supreme Court
pronounced that a statutory provision
that an agency ‘shall' perform certain
functions within a prescribed period
‘does not, standing alone, divest the
[agency] of jurisdiction to act after
that time.' " Id. at 431 (quoting Brock,
476 U.S. at 266, 106 S.Ct. 1834). We
noted that "[t]he Court expressed its
reluctance to view ‘every failure of an
agency to observe a procedural
requirement [as] void[ing] subsequent
agency action, especially when important
public rights are at stake.' " Id.
(alteration in original) (quoting Brock,
476 U.S. at 260, 106 S.Ct. 1834). In
Holland, we went on to quote the
following passage from United States ex
rel. Siller v. Becton Dickinson & Co.,
21 F.3d 1339 (4th Cir.1994) as
"illuminating" circuit precedent
regarding the proper application of
Brock:
[W]here a statutory deadline requiring
that the government "shall" take certain
action within a particular time frame
fails to specify the consequences of the
government's failure to comply with that
deadline, courts should not assume from
the statute's mandatory language itself
that a jurisdictional requirement was
intended, if a remedy for the
government's noncompliance less drastic
than dismissal is available. Rather, in
such a context, they should examine the
"normal indicia of congressional
intent," to determine whether Congress
meant the provision to be
jurisdictional.
Holland, 269 F.3d at 431 (quoting United
States ex rel. Siller, 21 F.3d at
1344).*396 From these instructions, it
follows that if Congress pairs a
statutory deadline for agency action
with a grant of jurisdiction to another
as a consequence for failure to meet the
deadline, courts should also examine the
normal indicia of congressional intent
to determine whether Congress meant the
provision to be jurisdiction stripping
or jurisdiction sharing. Jurisdiction
sharing is by far a less drastic
consequence in the circumstances of
these cases. The logic of Brock and our
Fourth Circuit jurisprudence applying
Brock strongly suggests that when a
statutory deadline for agency action
written in mandatory terms is paired
with a grant of jurisdiction to another
if the agency fails to meet the
deadline, courts should not assume that
Congress intended a jurisdiction
stripping consequence, especially when
important public rights are at stake.
Rather, in such a context courts should
examine the normal indicia of
congressional intent to determine
whether Congress meant the statutory
provision to be jurisdiction stripping.
As I have already explained, examination
of the normal indicia of congressional
intent in regard to the statutory
question before us clearly and
consistently shows intent on the part of
Congress to spur the CIS to action, but
no intent on the part of Congress that a
naturalization applicant's proper filing
of a § 1447(b) petition in district
court immediately and automatically
divest the Attorney General of the
authority the Immigration Act of 1990
statutorily conferred upon him to grant
or deny applications for naturalization.
III.
To summarize, the language of § 1447(b)
itself, the specific context in which
that language is used, and the broader
context of the statute as a whole, see
Andrews, 441 F.3d at 222, compels the
conclusion that § 1447(b) does nothing
more than grant district courts the
authority to either decide
naturalization applications pending more
than 120 days following the CIS's §
1446(b) examination or remand to the CIS
with instructions to determine the
matter in order to avoid unreasonable
delay. In other words, given the plain
meaning of § 1447(b), it cannot be said
that it strips the Attorney General or
the CIS of their authority and
jurisdiction to decide a naturalization
application simply because an applicant
has filed a § 1447(b) petition with the
district court. Therefore, the CIS's
action in denying the appellants'
respective naturalization applications
mooted their respective pending §
1447(b) petitions and deprived the
district court of subject matter
jurisdiction in each instance.
Accordingly, I am constrained to dissent
from the majority opinion's disposition
reversing the district court's
respective dismissals of the appellants'
§ 1447(b) petitions and remanding for
further proceedings. Without hesitation,
I would affirm the district court's
dismissal, for lack of subject matter
jurisdiction, of Etape's case.
With respect to Rahim, I would
ultimately grant the government's motion
to dismiss as moot Rahim's appeal of the
district court's dismissal of her §
1447(b) petition. Following the CIS's
denial of her naturalization application
and while this appeal was pending, Rahim
continued to pursue her administrative
remedies to include filing a § 1421(c)
action for de novo review of her
naturalization application in the
district court. Dismissal of Rahim's
appeal is appropriate since exhaustion
of her administrative remedies has
afforded her the very relief that she
seeks in the present appeal, i.e., the
district court's ability to consider the
merits of her naturalization application
de novo.
In short, I would affirm the district
court's dismissal of Etape's § 1447(b)
petition for lack of subject matter
jurisdiction *397 and grant the
government's motion to dismiss Rahim's
appeal as moot.
C.A.4 (Md.),2007.
Etape v. Chertoff
497 F.3d 379
END OF DOCUMENT
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